IEEE MTT-V033-I03 (1985-03)


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IEEE

THEORY

MICROW’AI”E

.\\” D TECH’i

IQL” ES SOCIETY

‘L ‘@

The \Iicrowave Theory and Techniques Society is an organizatloni wmhm the framework of the IEEE, of members with prmclpal profession! nte~t,: :r the field of microwave theory and techniques All members of the IEEE are ehgible for membership in the Society and will receive this TR.A>”S.1, ROE

A .4 OLINER T S. S&AD

S-MTT

IEEE

P. W. STAECKER, H S. D. E. J,

T. ITOH

N. W. COX J E DEGENFORD, JR. V, G GELNOVATCH P, T, GREILING R B. HICKS * E.Y offlc[o (past preslderri.s) W

COMMITTEE

Vice President

AND

ELECTRONICS

ENGINEERS,

INC.

Officers CHARLES A. ELDON, Presiden~ BRUNO O. WHNSCHEL, President-Elect MERLIN G. SMITH% Executive Vice President HENRY L. EJACHMAN, Treasurer WALTER E, PROEBSTER, Secrelary KIYO

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IEEE TRANSACTIONS ON MICROWAVE THEORY AND TECHNIQUES, VOL. MTT-33, NO. 3, MARCH 1985

181

Theoretical and Experimental Studies of Gain Compression of Millimeter-Wave Self-Oscillating Mixers FERNANDO

Abstract

—A general theory for a heterodyne

is developed output

to explain

the experimentally

power compression,”

a decrease

of millimeter

conditions.

This

equation

power. Adter’s

of the self-oscillating

of the irtjeeted

owing

to the

mixer,

bias

of the

theory GaAs

is modotate~ obtained

“induced”

agrees

quite

Gunn diodes

well with

I

(SOM)

mainly

a perturbational

to

equa-

aflow

the

of the new

teehnique,

where the the locking

has been based on the fact that, (voltage

both

tunable)

in amplitude

experiments

and in angle.

This

performed

range 75-100

self-oscillating The

on the order of magni-

of modulation.

in the frequency

IN

modified The solution

depends, primarily,

frequency

I. NTEREST

has been

of the

gain with

and proper boundary

mixer is assumed to be outside

perturbation

dependence

of “beat

generstf differential

modulated.

signal. The theory

the oscillator

functional tude

through

AND

mixer

phenomenon

modifications

equation

to be frequency

has been obtained

frequency range

differerrthd

mixer

Gunn self-oscillating

observed

i.e., an increase of down conversion

injected

tion has been used, with some pertinent self-oseillathtg

R. PANTOJA

semi-quantitative

with

both

GHz.

self-oscillating

because of the high bum-out

power in the beat frequency is related to the millimeter-wave received power, and it is shown that the conversion improves with decreasing millimeter-wave received power. The

theoretical

Adler’s

equation

mixers

power

limit,

rugged-

simple circuitry for sigmixer has the advantage

and mixer diode. It acts simultaneously and a mixing element. range

are several potential

radars,

etc., especially widths ticularly

those applications

are required.

Moreover,

advantageous

as a local oscillator

is important

such as short-

electronic

seekers,

where broad

band-

millimeter

waves are par-

if uses in smoke, dust, fog, or other

adverse environments are contemplated where infrared would be absorbed and scattered. In the present article, results from detailed investigations of heterodyne InP and GaAs SOMS are reported. A semiquantitative theory for the experimentally observed phenomenon of gain compression is also presented. This phenomenon down-conversion injected

power

manifests

itself

gain with

through

cerned with

out using

the pertinent

the

increase

words,

the behavior

that the theory

as a semi-quantitative

the general pattern

0018 -9480/85

con-

diodes used in the experiments

were rated for

maximum output powers around 94 GHz, and the tests were carried out in the frequency range 75–100 GHz. The

diodes used were of then ‘-n-n+ of the experimental

sandwich

results presented

diodes were carried out at 94 GHz, of a comparative study. II.

THEORETICAL

sandwich, The GaAs

structure.

Some

for the types of Gunn thus providing

means

ANALYSIS

A. RF Voltage Across the Gunn Diode 1 presents

the experimental

basis of the subsequent of an externally to avoid

injected

driven-oscillator

setup used and is the

theoretical

analysis, In the presence

signal, which instability

of the beatjrsg millimeter-wave be analyzed

is sufficiently

small

spectra [9], the effect

signals across the device can

in terms of an amplitude-modulated

voltage

signal together with a frequency-modulated voltage signal owing to the bias perturbation of the (voltage tunable] Gunn self-oscillating mixer ( SOM). Therefore, disregarding absolute phase differences (e.g., between the modulating signals), the actual RF voltage across the Gunn v=

Manuscript received January 17, 1984; revised September 30, 1984. This work was supported in part by SERC (United Kingdom) under Grant GR/A93525, and in part by the Brazilian Navy Research Institute under Contract FO1/1094. The authors are with the Brazilian Navy Research Institute-IPqM, Praia da Bica, Rua Ipiru s/no., Rio de Janeiro, Brazil.

here develtheory

of response of self-oscillat-

diode can be written

of of

the basic

assumptions

ing mixers.

a decrease of millimeter-wave

[1], [7]. In other

is carried

to note, however,

oped is to be regarded

Fig.

applications,

secure communications, for

analysis

[8] in which

and boundary conditions are introduced. Such conditions and assumptions are going to be discussed in due course. It

of large instantaneous bandwidth of operation [6] and the fact that it does not need a separate local oscillator (LO)

There

JR.

InP diodes were of two types: either a n+-n-n+ or n-n+ with a current-limiting cathode contact.

has been on the increase in recent years [1]-[5],

ness, low cost, and comparatively nal processing. The self-oscillating

T. CALAZANS,

The Gunn

IrrP aud

INTRODUCTION

millimeter-wave

EUTIQUIO

A(l+mcosti~t)

where A is the amplitude ter-wave signal, is the” induced”

sin

A(J coot+ ;sinamt m

(

of the free-running

(1) )

SOM millime-

m is the amplitude modulation index, ti~ modulation frequency,l aO is the free-run-

1 i,e,

mixing frequency, , fundamental Ulnj is the angular frequency of the free-running SOM frequency.

/0300-0181 $01.00

as

@1985 IEEE

defined injected

by U,nj – coo-~n,, where signal and o+ is the

IEEE TRANSACTIONS ON MICROWAVE THEORY AND TECHN1@ES, VOL. MTT-33, NO. 3, MARCH 1985

182 EXPERIMENTAL

SET-UP

FOR METEROOYNE

EXPERIMENTS

the device

(SOM)

terminals.

However,

the bias choke

of

the SOM “prevents” high-frequency radiation leaking out via the bias port and, therefore, only the lower frequency components develop a substantial voltage drop across the load (input

-%=4 El 1

-

m,”

-w.

,..,

,qw,

PowER

SWPLV q

The

— Fig.



1.

Experimental

1

impedance

of the IF amplifier,

in our case). By

“substantial” we mean a signal greater than the input noise signal to the amplifier, regardless of the nature of the noise, and a signal which lies within the overall bandwidth of the IF system. time

varying

representation

of the IF

current

is

given by [13]

1

test system,

i(t)

=~gnu”,

n=0,1,2,.

... m

(3)

g. is the n th order conductance.

Although

a higher

n

ning

SOM

ulation

frequency,

frequency

not difficult,

and Au/u~

index.

algebraic

After

is the “induced”

a somewhat

manipulation

mod-

laborious,

we can expand

but (1) in

terms of a combination of Bessel functions and trigonometric functions according to [10] and reach an expression which gives the total RF voltage across the device in terms of each frequency

()

U= AJO &

component

sinoot

~ n =1,2,3,

1

sin(uOt

Au/u~

‘[l+m

+

individually, AJ~

i.e.,

...

order power series can describe more precisely the phenomenon [14], it is sufficient to take the first three terms of the power series given by (3) to achieve a good compromise between simplicity and accuracy for small signal nonlirtearity. The first two terms (n = O,1) only yield the average dc term and high-frequency of m). Therefore,

~ ()

where

for smallest

m

signal

ulation products nents at 6J~, are

+ namt)

components

it follows

nonlinearity, from

(even for high values

that for simple

multiplication

the first-order

(2), which

yield

iOmaAJo(~)~+AJO(~)~+n=

cross-mod-

frequency

compo-

l~,,EE+l

‘n=,~jAJn(~)[=-l]sin(aot-n@mt) +

+

~

Wnzn+,

+

~

Wn+lzn

.=:i6,...AJn(5)[=lsin(QoQ”@~t)~t)

(4)

~=2,4(j .,

?I =1,3,5,

where

(2) where

the J~’s, k = 0,1,2,0 ... n, are the first-kind

functions

of order

The right-hand

k and argument

Bessel

Ati/ti~.

side term of (2) could be put together

as ~=

A.l(~)[&-1],

forn=l,3,5,-

Z=A.1(~][1-*], Rearranging

However,

for future

use, it is better to preserve (2) as it has

been presented previously. Therefore, (2) represents the instantaneous RF voltage across the Gunn device in terms of each frequency component (provided that the relaxation frequency of the SOM is much higher than ti~ ). B. Derivation

of the Intermediate

Frequency

Output Power

It has been accepted so far (e.g., [11], [12]) that the main nonlinearity in the Gunn diode is its differential negative resistance, and, of course, by the very nature of a nonlinear element, a complete set of terms derived from the mixing between the components (or any other higher order crossmodulation product) are obviously going to be present at

forn=2,4,6,

(4) we have

‘@m’A2Jt3J&)* +2 A’n=1;3

.,, Jn(:)Jn+,(&j[m&/;:)].

(5)

,,, Since

converges very quickly for simplicity (without

for small arguments Ao/a~, and losing any essential feature of the

process) approximating the Bessel functions by the asymptotical expression for very small arguments [10]

PAN’IVJA

AND

Equation

CALAZANS,

JR: MH,LIMETJ?R-WAVE

(5) is simplified

SELF-OSCILLATING

183

MI~Rs

re-write

to

intermediate

frequency

equation

Q..,

where @ is the outgoing signals, ference,

a

K3m2+

z

(ia~)2

Kdm2

power, (5r+K5m2(ti)4

Under

the small-signal

shall now establish ude index

modulation Au/a~

index

analogy dependence

Modulation

For modulation

(e.g., [15]) we

J;(E)+2

representation.

amplitude

can be regarded

of angle modulation,

the finite

of

the modulation

m with

modulation

as limited

frequency

frequency

sin@-<

(lo)

{

pout >

r

ext

out

C = A(,oO as compared tion

with

Adler’s

in the latter

general

form

differential

equa-

we have AuO

In other words,

>1

the —— ;:t r

in favor frequen-

cies the effect of the phase delay actually enhances the FM sensitivity [16]. Therefore, it is reasonable to assume that m is a fairly insensitive function of the injected power. The dependence

(9) is then

Piw

—. ;:t

time

When

so that at high-modulation

constant

output

with

A=

z Y:(&)=l ~=1,’2, . .

in the Bessel function

and

equation

Asin@–l?sin(u.t)

modulation

tion, which in turn synthesizes the angle modulation. This synthesis, being essentially a phase shift of the AM sidebands, is adding energy to the carrier (cf., fundamental angle modulation) which satisfies

for

d~ —=– dt

B=-& j~ >10 MHz,

POU, are the

frequency

of the differential

power Pinj.

of energy storage in the self-oscillating mixer leads to a phase delay of the amplitude modula-

modulation

form

Index

frequencies

Q, and LOOand

free-running

i.e., the injection closed-form

frequency

solution

Pinj pout is outside the locking

range, the

is given by [8]

is nearly

range of our con-

cern and it will be neglected. Hence,

we can say that for high-modulation M=

M+6(Pinj)

=MfOr

which

Pinj>t~

(8)

where M is a small constant, 8( Pin,) is a “zero order” function of the injected power, and t ~, is a lower limit for injected power such that (8) is still va~d.

Within

Modulation

a fairly

Index

wide range of high-modulation

frequen-

cies & the peak frequency deviation Ati can be regarded as independent of ~~, but not independent of Pi,j. Actually,

Aco is only a strong function

(11)

frequencies mj

D. Frequency

and dif-

of the amplit-

m and the frequency

with respect to the injected

C. Amplitude

constant resonator

injection

the functional

phase difference between injected AuO is the free-running frequencies

mixer

The general

n = 3,4,5, being constants.

the Kn’s,

(9)

respectively.

(7) with

Pinj — sin+ - Au, P out

r

QeXt is the external

self-oscillating ‘IF

as

(WO + A~ sinti~t)

e=. @

(6) where KI and Kz are constants. Therefore, the power at the w~, P1~ is

Adler’s

of ~~ as the modulation

frequency approaches the relaxation frequency of RF energy in the self-oscillating mixer, which normally lies around 1 GHz for J-band devices [17]. One would expect the relaxation frequency to increase for higher frequency devices, as has been already reported for Q-band devices [6]. Adler’s equation [8] can be extended such as to allow the self-oscillating mixer to be frequency modulated by Aa by the small injected signal. Under this assumption, we can

shows

that

@ undergoes

does not converge

a periodic

to a constant

differential equation ward, but since

value.

(10), the solution

variation

However, is not

and

for our

straightfor-

iaE

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